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Recent Court of Appeal decisions have further moved the game on for SIPP providers in the level of responsibility they are expected to assume. Risk areas continue to crop up and inconsistencies between FCA guidance, judgments of the Courts and decisions of the Ombudsman all require careful navigation. With Fenner Moeran QC, counsel for the Defendant in Adams v Options UK Personal Pensions, this session examined:
The Court of Appeal judgments in Adams v Options and The FCA v Avacade Limited;
How risk areas remain around non-standard investments into SIPPs and the Ombudsman’s current approach; and
The practical steps SIPP providers can take to manage complaints and litigation risk
In this session we run through a range of topical issues affecting the SIPP & SSAS market, including:
Class actions & funding
Recent regulatory developments
Sustainable investing and ESG; and
Acquisitions and disposals of SIPP & SSAS books.
A panel of SSAS experts discussed challenges and opportunities for the SSAS market, including in relation to incapacitated member trustees, and how providers can deal with these challenges.
This session was not recorded as we observed the Chatham House Rule, to allow for more lively and open discussions.