Financial services risk and compliance
Managing financial services regulatory and financial crime risks can be challenging for businesses. Our Financial Services Risk and Compliance practice, embedded within our Financial Services Regulatory team, partners with clients to provide bespoke and practical advice and support to help you manage regulatory and financial crime risks.
Our team of experienced lawyers and compliance professionals are dedicated to helping you understand and implement legal and regulatory changes, manage conduct risk, and ensure your business operates within the right legal regulatory and financial crime framework. Our Financial Services Risk and Compliance team can provide you with the following support:
Assurance reviews and risk assessments
Financial crime compliance
Regulatory advice
Regulatory applications support
Related insights & events
Access to banking services review: what financial institutions need to know before the 20 July deadline
FCA sanctions review: the regulator is becoming more proactive - and firms need controls that work in practice
PRA restates CRR definitions into PRA rulebook: what firms need to know before 1 January 2027
UK withholding tax – a renewed risk focus for borrowers in cross-border financings
FCA formalises annual retail banking data reporting: what banks and building societies need to do now
The countdown begins: what cryptoasset firms must do now to secure FCA authorisation
UK Regulatory Initiatives Grid – May 2026: what financial services firms need to know now
HMT’s policy statement on Consumer Credit Act 1974 reform: Insights for a future-ready consumer credit regime
New operational incident reporting rules for banks and CRR firms: What you need to do before March 2027
New FCA operational incident reporting rules: What core or limited SMCR firms need to do now
New FCA rules on operational incident reporting: What enhanced SMCR firms need to know
New operational incident reporting rules for payment service providers: What you need to do before March 2027
Consumer Duty: from frameworks to outcomes – 12 priority focus areas for regulated firms
FCA consults on overhaul of consumer credit financial promotion rules
SFO secures £10m DPA – what this means for corporates
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ESG in Action: Balancing the basket with the British Retail Consortium
Energise2030: Grid reform, Gate 2 and what's next for connections
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TLT moves into cutting edge new Birmingham premises
Constant and Constant Greece (the international affiliate of TLT) advises Piraeus Bank S.A. on landmark Euronext Athens listing
TLT Future Energy team reaches new heights in Clean Energy Legal League Table
TLT Partner appointed as Co-Chair of major UK anti-fraud coalition
TLT advises owners of leading waste recycling and specialist vehicle services operator on sale to major UK waste management services business
TLT advises leading developer and independent power producer on major solar and battery portfolio project financing
TLT strengthens national real estate offering with strategic partner hire trio
TLT advises CCI Global on landmark strategic merger with Startek
TLT advises award-winning accountancy firm on acquisition of Green Square
TLT advises on the sale of cloud optimisation specialists
Wellbeing at TLT – a conversation with Claire Graham, Emma Erskine-Fox and Chantal Stroker
TLT trifecta as The Legal Business Awards 2026 shortlist announced
TLT advises on strategic refinancing of BRCK Group PLC
TLT advises clean energy developer on renewable energy park investment
ESG in Action: The future starts at school: Embedding sustainability early with The Green Britain Foundation
The Balancing Act: Regeneration beyond the contract
Energise2030: Developing energy projects for the long-term
The Balancing Act: Partnerships, trust and patient capital
ESG in Action: Inside the Government Legal Department’s social mobility agenda
ESG in Action: Climate resilience in real terms: Breaking sustainability silos with Santander
ESG in Action: Hospitality and sustainability working together for future successes
ESG in Action: Beyond returns: Inside the world of responsible investment
ESG in Action: Trailblazing with Ablaze: Helping young people succeed
ESG in Action: Power from the panels: Profit with purpose with Eden Sustainable
The Balancing Act: Setting the scene for regeneration
ESG in Action: Top-down and bottom-up momentum: The next chapter of social mobility with SMBP
ESG in Action: Balancing the basket with the British Retail Consortium
Energise2030: Grid reform, Gate 2 and what's next for connections
Knocking down barriers to on-site generation: A practical guide to behind the meter solar for your business
AI in motion: Balanced algorithms - addressing bias in AI
When good tax decisions go wrong: Governance, filing positions and HMRC scrutiny - Webinar
SMConnect Webinars: Practical Insight for leaders in SMCR roles
Biodiversity Net Gain: What’s changing and what it means for you
DMCC Act - The next chapter for CMA Consumer Law Enforcement
International Fintech Case Study: Brexit Contract Migration | TLT
UK Utilities Case Study: Employment Law and Brexit Planning | TLT
TLT oversees an international acquisition of a specialised South West business
TLT advises on the £90m sale of long-standing client's business
Advising a fast-growth eCommerce consultancy on a share capital sale and reinvestment
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Preparing for the Procurement Act 2023 - construction industry focus
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Placing sustainability at the heart of learning - TLT and the Ministry of Eco Education
