Financial services risk and compliance
Managing financial services regulatory and financial crime risks can be challenging for businesses. Our Financial Services Risk and Compliance practice, embedded within our Financial Services Regulatory team, partners with clients to provide bespoke and practical advice and support to help you manage regulatory and financial crime risks.
Our team of experienced lawyers and compliance professionals are dedicated to helping you understand and implement legal and regulatory changes, manage conduct risk, and ensure your business operates within the right legal regulatory and financial crime framework. Our Financial Services Risk and Compliance team can provide you with the following support:
Assurance reviews and risk assessments
Financial crime compliance
Regulatory advice
Regulatory applications support
Related insights & events
FCA reviews payments firms' support for vulnerable consumers under Consumer Duty
FCA regulation is not a major barrier to SME finance – but challenges remain
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FCA puts asset managers on notice: financial crime controls falling short
Tipping off under POCA: the first Court of Appeal authority arrives
FCA raises the bar on Consumer Duty outcomes monitoring: what your firm needs to do now
Inside the minds of money mules: what new Home Office research means for your anti-financial crime framework
FCA updates complaints and root cause analysis good practice guidance – what firms need to know
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