Financial services risk and compliance
Managing financial services regulatory and financial crime risks can be challenging for businesses. Our Financial Services Risk and Compliance practice, embedded within our Financial Services Regulatory team, partners with clients to provide bespoke and practical advice and support to help you manage regulatory and financial crime risks.
Our team of experienced lawyers and compliance professionals are dedicated to helping you understand and implement legal and regulatory changes, manage conduct risk, and ensure your business operates within the right legal regulatory and financial crime framework. Our Financial Services Risk and Compliance team can provide you with the following support:
Assurance reviews and risk assessments
Financial crime compliance
Regulatory advice
Regulatory applications support
Related insights & events
Automated decisions, human consequences: the AI governance imperative for insurance distribution and what it means for your business
FCA AML supervision reform: what law firms, accountants and TCSPs need to do now
FCA money mules review: closing accounts is not enough
FCA Pure Protection Market Study: what firms need to know
FCA Pure Protection Market Study: Fair value findings - what firms need to do
The PRS Database Regulations: what lenders, receivers and insolvency practitioners need to know before taking control of a tenanted property
FCA reviews payments firms' support for vulnerable consumers under Consumer Duty
FCA regulation is not a major barrier to SME finance – but challenges remain
AML reform is accelerating: what firms should take from the UK’s 2026–2029 strategy
Tightening the net: rising evasion risks and escalating penalties
The Failure to Prevent Fraud offence – one year on
October 2026 harassment reforms: why employers need to move from compliance to evidence
Open finance meets mortgages: the FCA sets out its vision – but the hard work starts now
Frontier AI and cyber resilience: what financial services firms need to know now
Consumer Credit Act 1974 (CCA) reform: summer recap
FOS confirms major overhaul of the complaints process – what firms need to know
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Two top TLT Partners retain ‘Green Ambassador’ status
TLT advises diagnostic imaging company on acquisition of Burgess Diagnostics
TLT secures HALA reappointment as affordable housing sector enters a new era of growth
TLT advises industrial component supplier on management buyout
TLT advises McCarthy Marland on sale of waste management business
TLT secures triple award shortlisting at British Legal Awards
Continued success for TLT in The Legal 500 UK 2027 Guide
TLT advises shareholders of PDC Group on sale to legal services platform
TLT Commended at Financial Times Innovative Lawyers Awards Europe 2026
Public sector AI adoption at pivotal point, new TLT report finds
TLT strengthens Real Estate offering with appointment of social housing specialist as Partner
TLT continues Partner hiring drive with Digital sector duo
TLT appointed to Government Commercial Agency's new RM6374 legal framework
TLT invests in key sectors with duo of Partner hires
Energise2030: Data Centres, grid reform and the race for power
ESG in Action: Nature recovery in action: What Belmont Estate can teach business
ESG in Action: Where capital meets conservation with Rebalance Earth
ESG in Action: How to work well in high-pressure environments with the Mindful Business Charter
ESG in Action: Turning clauses into climate action with The Chancery Lane Project
ESG in Action: From nice to necessary: The business case for wellbeing
ESG in Action: Financing change and changing finance with Triodos Bank
The Balancing Act: Unblocking regeneration - public land, risk and delivery
ESG in Action: Working better with Working Families: Flexibility in the workplace
The Balancing Act: Regeneration by the community, for the community
ESG in Action: The future starts at school: Embedding sustainability early with The Green Britain Foundation
The Balancing Act: Regeneration beyond the contract
Energise2030: Developing energy projects for the long-term
The Balancing Act: Partnerships, trust and patient capital
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SMConnect Webinars: Practical Insight for leaders in SMCR roles
International Fintech Case Study: Brexit Contract Migration | TLT
UK Utilities Case Study: Employment Law and Brexit Planning | TLT
TLT oversees an international acquisition of a specialised South West business
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Advising a fast-growth eCommerce consultancy on a share capital sale and reinvestment
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Investing in Canada: Five essential tax questions with TLT and BLG
UK tax considerations for international investors: Five essential questions with TLT and Holla
Bitesize ERA - Episode 7: Modernising trade union ballots under the ERA reforms
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